Regional Compliance Consultants (RCC) Ltd

Regional Compliance Consultants (RCC) Ltd, founded in May 2013:

 

Our Mission:

“To Provide Practical Regulatory Compliance Solutions and Guidance to Small and Medium Enterprises (SME’s) in the Region”.

Our target clients include:

• Accountants, Advisors, Attorneys
• Credit Unions
• Investment Advisors/Financial Institutions
• Insurers- Agents and Brokers
• Jewellers/Dealers in Precious Metals
• Motor Vehicle Sales
• Non-Profit Organisations
• Private Members Clubs
• Real Estate Agents and Brokers Locally and in the Caribbean Region. 

We specialise in:

• AML/CFT / PF Risk Assessments
• AML/CFT /PF Annual and Targeted Training
• Development of Risk Based Compliance Programmes
• Internal & External AML/CFT Compliance Audits Regulatory Reporting and Action Plan monitoring
• Revision and updates of AML/CFT Policies, Procedures and Processes
• AML/CFT / PF Risk Assessments ▪ Referrals to Solution providers for AML/FATCA/CRS
• Quarterly Transaction Monitoring and Analysis

 

RCC AML Audit Services Limited

Over the last five years, RCC Ltd has been conducting AML/CFT/PF Compliance Reviews and Audits, both internal and external.  We have collaborated with several reputable Accountants/Auditors. In February of 2019 RCC AML Audit Services Limited was registered to formalise the unbiased review process of AML/CFT/PF  Compliance Programmes. In accordance with the prevailing legislation, we review all aspects of our client’s compliance systems, procedures and controls to assess whether the policies and procedures are being carried out accurately and effectively in day to day operations. We provide our clients and the regulatory agencies with a comprehensive report using the approved ICATT format.